The following organizations in the following categories are eligible to submit proposals:
(a) Institutions of Higher Education (IHEs) Two- and four-year IHEs (including community
colleges) accredited in, and having a campus located in the U.S., acting on behalf of their faculty members.
IHEs located outside the U.S. fall under paragraph 6. below.
Special Instructions for International Branch Campuses of U.S. IHEs
If the proposal includes funding to be provided to an international branch campus of a U.S. IHE (including
through use of subawards and consultant arrangements), the proposer must explain the benefit(s) to the
project of performance at the international branch campus and justify why the project activities cannot be
Proposal & Award
Policies & Procedures Guide I-6 NSF 23-1
performed at the U.S. campus. Such information must be included in the project description. The box for
“Funding of an International Branch Campus of a U.S. IHE” must be checked on the Cover Sheet if the
proposal includes funding for an international branch campus of a U.S. IHE.
(b) Non-profit, Non-academic Organizations Independent museums, observatories, research
laboratories, professional societies, and similar organizations located in the U.S. that are directly associated
with educational or research activities.
(c) Tribal Governments The term “ tribal government” means the governing body of any Indian or
Alaska Native tribe, band, nation, pueblo, village, or community that the Secretary of the Interior
acknowledges to exist as an Indian tribe under the Federally Recognized Indian Tribe List Act of 1994 (25
U.S.C. 479a, et seq.)
2. The following organizations may be eligible to submit proposals:
(a) For-profit Organizations U.S.-based commercial organizations, including small businesses,
with strong capabilities in scientific or engineering research or education and a passion for innovation. An
unsolicited proposal from a for-profit organization may be funded when the project is of special concern
from a national point of view, special resources are available for the work, or the proposed project is
especially meritorious. NSF is interested in supporting projects that couple industrial use-inspired
challenges and research resources with those of IHEs; therefore, the Foundation especially welcomes
proposals for cooperative projects involving both IHEs and industry. Specific NSF funding opportunities
also may make For-Profit Organizations eligible for submission of proposals to the Foundation. US-based
affiliates or subsidiaries of foreign organizations must contact the cognizant NSF program officer prior to
preparing and submitting a proposal to NSF.
(b) State and Local Governments As programmatically necessary and as provided for in a
solicitation or BAA, State, and local governments may be eligible to submit proposals.
(c) Foreign Organizations NSF rarely provides direct funding support to foreign organizations.
NSF will consider proposals for cooperative projects involving U.S. and foreign organizations, provided
support is requested only for the U.S. portion of the collaborative effort.
In cases however, where the proposer considers the foreign organization or foreign individual’s involvement
to be essential to the project and proposes to provide funding through the NSF budget (through a subaward
or consultant arrangement), the proposer must explain why support from the foreign counterpart’s incountry resources is not feasible and why the foreign organization or foreign individual can carry out the
activity more effectively than a U.S. organization or U.S. individual. In addition, the proposed activity must
demonstrate how one or more of the following conditions have been met:
• The foreign organization or foreign individual contributes unique expertise, organizational
capability, facilities, data resources, and/or access to a geographic location not generally available to U.S.
investigators (or which would require significant effort or time to duplicate); and/or
• The foreign organization or foreign individual offers significant science and engineering education,
training, or research opportunities to the U.S.
Such information must be included in any proposal to NSF, including new and renewal proposals. The
information must be included in the project description section of the proposal. The box for "Funding of a
Foreign Organization or Foreign Individual" must be checked on the Cover Sheet if the proposal includes
funding for a foreign organization or foreign individual.
Proposal & Award
Policies & Procedures Guide I-7 NSF 23-1
(d) Other Federal Agencies NSF does not normally support research or education activities by
scientists, engineers or educators employed by Federal agencies or FFRDCs. Under unusual
circumstances, other Federal agencies and FFRDCs may submit proposals directly to NSF. A proposed
project is only eligible for support if it meets one or more of the following exceptions, as determined by a
cognizant NSF Program Officer in advance of proposal submission:
• Special Projects. Under exceptional circumstances, research, or education projects at other
Federal agencies or FFRDCs that can make unique contributions to the needs of researchers
elsewhere or to other specific NSF objectives may receive NSF support.
• National and International Programs. The Foundation may fund research and logistical support
activities of other Government agencies or FFRDCs directed at meeting the goals of special
national and international research programs for which the Foundation bears special responsibility,
such as the U.S. Antarctic Research Program.
• International Travel Awards. To help ensure appropriate representation or availability of a particular
expertise at an international conference, staff researchers of other Federal agencies may receive
NSF international travel awards.
Proposers who think their project may meet one of the exceptions listed above must contact a cognizant
NSF Program Officer before preparing a proposal for submission. In addition, a scientist, engineer or
educator who has a joint appointment with an IHE and a Federal agency (such as a Veterans Administration
Hospital, or with an IHE and a FFRDC) may submit proposals through the IHE and may receive support if
the individual is a faculty member (or equivalent) of the IHE, although part of the individual’s salary may be
provided by the Federal agency. Preliminary inquiry must be made to the appropriate program before
preparing a proposal for submission.
3. Unaffiliated individuals Unaffiliated individuals in the U.S. and unaffiliated U.S. citizens are
not eligible to receive direct funding support from NSF. Recipients of Federal funds must be able to
demonstrate their ability to fully comply with the requirements specified in 2 CFR §200, Uniform
Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. As such,
unaffiliated individuals are strongly encouraged to affiliate with an organization that is able to meet the
requirements specified in 2 CFR §200.
An individual submitting a proposal to an NSF Postdoctoral Fellowship solicitation is not considered an
unaffiliated individual.